Hazmat Survival Tips: Using Shipping Papers during Highway Transportation Incidents

Beyond the Rule of Thumb
Tip 61

By Steven M. De Lisi

Shipping papers are documents that can be used by first responders to learn about materials loaded aboard any type of transport vehicle. Although the term “shipping paper” is found in the Code of Federal Regulations that govern transportation of hazardous materials, those engaged in highway transportation may refer to shipping papers by other names that include bill of lading, delivery receipt, shipping order, or delivery confirmation.

Shipping papers for items regulated as “hazardous materials” will include very specific types of information while shipments of “unregulated” materials may not be accompanied by documentation of any kind or the information available may be limited. There may be only one or two shipping papers on a truck when transporting bulk shipments intended for one or two deliveries, or there may be numerous shipping papers on trucks that contain “miscellaneous” shipments intended for delivery to several different locations. This latter situation is sometimes referred to as trucks carrying “LTL” or “less-than-truckload” shipments.

Shipping papers for shipments of hazardous materials regulated by the federal transportation regulations will usually include the following types of information for each regulated item:

  • Proper shipping name of the material            
  • Hazard class and four-digit identification number
  • Total quantity of materials
  • Number and type of packages
  • Packing Group
  • Emergency response telephone number
In addition to this information for each regulated hazardous material shipment, shipping papers will also include:
  • Shipper (origin)
  • Consignee (destination)

(1) An example of a typical shipping paper for highway transportation.

Since there may be circumstances when both “regulated’ and “non-regulated” materials are included on the same document, federal transportation regulations require that the information for hazardous materials be listed in such a way as to get the reader’s attention. This can be accomplished in several ways including:

  • Listing the information for all shipments of hazardous materials first
  • Entering the information in a color that contrasts with that of information for other types of shipments. Use of a highlighter pen to provide color contrast is acceptable. 
  • Identifying information for shipments of hazardous materials with an “X” in a column on the shipping paper captioned “HM” that appears before the proper shipping name   
How can first responders use shipping papers to identify materials to assess potential hazards without having to conduct a reconnaissance mission inside the vehicle? First, they should attempt to determine if any of the shipping papers are for shipments that may have already been delivered. These shipping papers will likely have a receiving signature. However, first responders must always remember that some of the items in the shipment may have been refused because of damage (such as leaking containers) and that these leaking containers may still loaded on the vehicle. These refused shipments are usually indicated on the shipping papers as exceptions with hand-written notations. 

Once first responders have gathered shipping papers for materials believed to be still loaded on a vehicle, they must then determine if any of these documents contain entries for “hazardous materials.” As stated previously, these entries may be listed first, the entries may be marked with an “X,” or the entries may be highlighted. In addition, shipping papers that contain hazardous material entries may be “flagged” by the shipper or carrier with an attached tag. But remember, these rules apply only to a regulated hazardous material and there may be other items loaded that could still pose potential problems to first responders. 

Entries for regulated hazardous materials will include the proper shipping name, four-digit identification number, and hazard class. With this information, you can quickly research emergency response information using the latest edition of the Emergency Response Guidebook or the Hazardous Materials Guide for First Responders.  

When reading shipping papers, first responders should pay attention to the Packing Group. According to 49 CFR172.101 (f), “Packing Groups I, II, and III indicate whether the degree of danger presented by the material is either great, medium, or minor, respectively.” Therefore, while not all hazardous material entries will include reference to a packing group, the benefit to first responders when available is that without any additional information about a hazardous material other than its Packing Group, first responders know at least that a material listed as Packing Group I is probably some bad stuff!      

Shipping papers should also provide information regarding the type and number of containers. This can be helpful in attempting to assess the magnitude of the incident and how you can expect the containers to react. Remember that hazardous materials become a problem only when released from their containers or when the containers are stressed with a potential for a release. 

For example, a shipping paper indicating “compressed gas cylinders” can signal danger if the transport vehicle is on fire. Likewise, a vehicle that has overturned down an embankment and that contains materials packaged in bags, boxes, or glass jars may have likely spilled some of its contents simply due to the force of the impact. Remember that the assessment of this latter situation must take into account the subsequent effects of fire or water you apply that can mix with the spilled materials or the effects that could occur as a result of chemical reactions between the spilled materials. Always remember to consider the potential for serious problems whenever incompatible materials are involved in a transportation incident.        

Probably some of the most important information contained on shipping papers is an “emergency response telephone number.” This number must be provided by the person who offers a regulated hazardous material for shipment (the shipper). According to 49 CFR 172.604(a), this telephone number must be, “Monitored at all times the hazardous material is in transportation, including storage incidental to transportation,” and the number must be for “a person who is knowledgeable of the hazardous material being shipped and has comprehensive emergency response and incident mitigation information for that material, or has immediate access to a person who possesses such knowledge and information.”   

There are some myths about shipping papers that often plague first responders. The first is that a material safety data sheet be must be attached to shipping papers. While 49 CFR 172.602 states that emergency response information must be available, the use of a material safety data sheet to meet this requirement is optional rather than mandatory. This same section of the transportation regulations also states that “an emergency response guidance document” (such as the Emergency Response Guidebook) can be used.

Some first responders also believe that if there is more than one shipping paper, then the position of the papers if stacked together indicates the relative position of the shipment on the vehicle. For example, shipping papers on top of a stack would be for shipments towards the rear of the truck and papers on the bottom of the stack are for those near the nose of the vehicle. Although this may apply in some circumstances, there is no way to assure first responders that this will always be the case. Instead, a driver may have freight loaded down one side of the vehicle and the potential is for the last stop to be on the back of the vehicle. This may occur if this shipment is on a pallet that needs to be near the rear of the trailer so that a forklift can reach it from the ground.

Despite your ability to use shipping papers to your advantage, remember that you must first get the shipping papers. This is not always easy, since these documents are usually carried in the vehicle with the driver. The best scenario is when the driver presents you with ALL of the shipping papers. Don’t count on it, since a number of things can complicate this. Some scenarios you may encounter:
  • Shipping papers are in the vehicle but dangerous conditions prevent anyone from approaching the vehicle. These include situations when the driver is either in the vehicle (but incapacitated in some way) or away from the vehicle.    
  • The driver presents you with shipping papers, but there may be some missing.
  • The vehicle is loaded with numerous small shipments, and the driver has delivered some of these shipments already. You need to figure out which ones are no longer on the truck.
  • In the aftermath of a vehicle accident, the driver presents you with the shipping papers, but they contain blood stains from injuries he or she suffered in the crash. This is a VERY REAL biohazard threat to first responders and you should avoid touching any body fluids on the shipping papers and instead perhaps seal them in a clear plastic bag.     
If you can’t safely approach a vehicle to get the shipping papers, you may be able to contact the carrier (trucking company) who can either provide you with a duplicate set of shipping papers or perhaps can tell you what was loaded onto the vehicle.  

In some instances, first responders can encounter a trailer that has been disconnected from its tractor (usually referred to as a “dropped” trailer) at locations other than its origin or destination. This can occur at a truck stop, repair shop, or even on the side of a highway, and is often the result of a driver who is at home or at a local motel during a rest break. If the trailer contains certain types of regulated hazardous materials, the transport vehicle may sometimes be marked with the telephone number of the motor carrier or the shipping papers may be readily available on the vehicle.             

During a highway transportation incident, shipping papers are valuable documents that can enable first responders to conduct an accurate size up. However, shipping papers are only as good as the people who prepared them so be certain to verify the information to ensure that you make defensible decisions regarding selection of response tactics. Contact with the carrier, shipper, or consignee is the best way to confirm the information. Remember that a typographical error on a hastily-prepared shipping paper could mean the difference between life and death for first responders.

Questions or comments on this or any other monthly Hazardous Materials Survival Tip may be directed to Steven De Lisi at HazMatSurvivalTip@comcast.net. 

Steven M. De Lisi recently retired from the fire service following a 27-year career that included serving as the deputy chief for the Virginia Air Guard Fire Rescue and a division chief for the Virginia Department of Fire Programs (VDFP). De Lisi is a hazardous materials specialist and as an adjunct instructor for VDFP, he continues to conduct hazardous materials, and awareness and operations-level training for fire suppression and EMS personnel. De Lisi began his career in hazardous materials response in 1982 as a member of the hazmat team with the Newport News (VA) Fire Department. Since then, he has also served as a hazardous materials officer for the Virginia Department of Emergency Management; in that capacity, he provided on-scene assistance to first responders dealing with hazardous materials incidents in a region that included more than 20 local jurisdictions. De Lisi holds a master’s degree in public safety leadership and is the author of the textbook Hazardous Material Incidents: Surviving the Initial Response, (Fire Engineering).  

Hand entrapped in rope gripper

Elevator Rescue: Rope Gripper Entrapment

Mike Dragonetti discusses operating safely while around a Rope Gripper and two methods of mitigating an entrapment situation.
Delta explosion

Two Workers Killed, Another Injured in Explosion at Atlanta Delta Air Lines Facility

Two workers were killed and another seriously injured in an explosion Tuesday at a Delta Air Lines maintenance facility near the Atlanta airport.